SFC Licences of KWOK Yuk Lun, Thomas 郭玉麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Grand China Securities Limited 華業證券有限公司 | RE | 1 | 29 August 2018 | 29 November 2022 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 17 August 2016 | 01 March 2018 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 4 | 17 August 2016 | 01 March 2018 |