SFC Licences of YIP Pui King 葉佩琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Silk Road International Capital Limited 絲路國際資本有限公司 | RE | 9 | 05 December 2022 | 10 March 2023 |
| Silk Road International Capital Limited 絲路國際資本有限公司 | RE | 1 | 05 December 2022 | 10 March 2023 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 | RE | 9 | 05 December 2019 | 30 November 2020 |
| Chung Lee Securities Company Limited 眾利股票有限公司 | RE | 1 | 11 October 2018 | 30 November 2020 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 | RE | 9 | 12 July 2017 | 24 November 2017 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 | RE | 4 | 12 July 2017 | 24 November 2017 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 | RE | 1 | 03 November 2016 | 24 November 2017 |
| Riches Depot Securities Co., Limited 聚富證券有限公司 | RE | 1 | 30 September 2016 | 19 October 2016 |