SFC Licences of SEKI Atsushi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 11 April 2019 | 18 April 2019 |
| UBS Securities Asia Limited | RE | 4 | 20 November 2018 | 24 November 2018 |
| UBS Securities Asia Limited | RE | 4 | 16 August 2018 | 24 August 2018 |
| UBS Securities Asia Limited | RE | 4 | 09 March 2018 | 17 March 2018 |
| UBS Securities Asia Limited | RE | 4 | 06 April 2017 | 12 April 2017 |
| UBS Securities Asia Limited | RE | 4 | 01 September 2016 | 07 September 2016 |