SFC Licences of POON Claudia Yat-ching 潘逸晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 30 August 2019 | 09 October 2021 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 2 | 26 March 2018 | 22 July 2019 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 26 March 2018 | 22 July 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 11 May 2017 | 13 March 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 August 2016 | 13 March 2018 |