SFC Licences of SETO Pui Lum 司徒沛霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 21 March 2022 | 31 January 2023 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 30 September 2016 | 27 January 2019 |
| Centaline Securities Limited 中原證券有限公司 | RE | 1 | 30 September 2016 | 27 January 2019 |