SFC Licences of LAU Kit Tin 劉潔鈿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guardians Asset Management Limited 嘉泰盛資產管理有限公司
RE 9 23 May 2022
Plutus Securities Limited 貝德斯證券有限公司
RE 1 12 June 2020 04 March 2022
Plutus Asset Management Limited 貝德斯資產管理有限公司
RE 4, 9 12 June 2020 04 March 2022
Bluemount Asset Management Limited 藍山資產管理有限公司
RE 9 13 April 2018 29 April 2020
Bluemount Securities Limited 藍山證券有限公司
RE 1, 4 13 April 2018 29 April 2020