SFC Licences of LAU Kit Tin 劉潔鈿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guardians Asset Management Limited 嘉泰盛資產管理有限公司 |
RE | 9 | 23 May 2022 | |
Plutus Securities Limited 貝德斯證券有限公司 |
RE | 1 | 12 June 2020 | 04 March 2022 |
Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RE | 4, 9 | 12 June 2020 | 04 March 2022 |
Bluemount Asset Management Limited 藍山資產管理有限公司 |
RE | 9 | 13 April 2018 | 29 April 2020 |
Bluemount Securities Limited 藍山證券有限公司 |
RE | 1, 4 | 13 April 2018 | 29 April 2020 |