SFC Licences of XIE Yang 謝央

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 31 August 2016 16 August 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 1 31 August 2016 16 August 2017