SFC Licences of SHUM Fuk Min 沈福綿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 29 August 2019 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 29 August 2019 | |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 06 March 2018 | 10 August 2019 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 06 March 2018 | 10 August 2019 |
| Blackwell Global Futures Limited 博威環球期貨有限公司 | RE | 2 | 23 October 2017 | 15 February 2018 |
| Blackwell Global Securities Limited 博威環球證劵有限公司 | RE | 1 | 23 October 2017 | 15 February 2018 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 02 December 2016 | 10 September 2017 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 08 September 2016 | 10 September 2017 |