SFC Licences of KLUGHERZ Thomas Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 4 | 04 October 2017 | 11 October 2017 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 04 October 2017 | 11 October 2017 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 08 September 2016 | 14 September 2016 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 08 September 2016 | 14 September 2016 |