SFC Licences of CHAN Cho Yan 陳楚欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 03 September 2019 | 25 September 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 August 2019 | 25 September 2020 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 26 September 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 September 2016 | 15 June 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 13 September 2016 | 27 October 2017 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 13 September 2016 | 10 October 2016 |