SFC licenceholder BIE106 EUM Soo Hyun 陰受鉉

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 01 August 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 20 July 2018
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE [1] (Dealing in Securities) 09 September 2016 22 June 2018