SFC Licences of SHARMA Punam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FIL Investment Advisors | RE | 4 | 21 August 2018 | 30 July 2019 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 21 August 2018 | 30 July 2019 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 21 August 2018 | 30 July 2019 |
FIL Investment Advisors | RO | 4 | 29 November 2016 | 21 August 2018 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RO | 9 | 29 November 2016 | 21 August 2018 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RO | 4 | 29 November 2016 | 21 August 2018 |
FIL Investment Advisors | RO | 9 | 29 November 2016 | 27 June 2018 |
FIL Investment Advisors | RE | 9 | 03 October 2016 | 29 November 2016 |
FIL Investment Advisors | RE | 4 | 03 October 2016 | 29 November 2016 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 03 October 2016 | 29 November 2016 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 03 October 2016 | 29 November 2016 |