SFC Licences of HE Liu 何瀏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| orientiert XYZ Securities Limited | RE | 4 | 15 May 2023 | |
| orientiert XYZ Securities Limited | RE | 1 | 15 May 2023 | |
| orientiert XYZ Securities Limited | RE | 6 | 08 October 2021 | 07 March 2023 |
| orientiert XYZ Securities Limited | RE | 4 | 22 July 2021 | 07 March 2023 |
| orientiert XYZ Securities Limited | RE | 1 | 22 July 2021 | 07 March 2023 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 4 | 07 October 2020 | 02 July 2021 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 21 October 2019 | 02 July 2021 |
| Partners Capital Securities Limited 博大證券有限公司 | RE | 1 | 31 October 2016 | 12 November 2018 |