SFC Licences of SAWADA Shogo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 20 March 2023 | 27 March 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 March 2023 | 27 March 2023 |
| UBS Securities Asia Limited | RE | 2 | 25 August 2017 | 02 March 2019 |
| UBS Securities Asia Limited | RE | 1 | 25 August 2017 | 02 March 2019 |
| UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 08 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 13 October 2016 | 20 October 2016 |
| UBS Securities Asia Limited | RE | 2 | 13 October 2016 | 20 October 2016 |