SFC Licences of CHOW Ho Ming, Henry 周浩銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Marshall Wace Asia Limited | RE | 9 | 30 November 2023 | |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 21 December 2020 | 07 November 2023 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 November 2016 | 14 November 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 04 November 2016 | 14 November 2020 |