SFC Licences of KWOK Chung Ming, Thomas 郭宗洺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 6 | 11 September 2019 | 01 March 2020 |
| Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 1 | 11 September 2019 | 01 March 2020 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 1 | 29 October 2018 | 01 July 2019 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 07 February 2017 | 01 July 2019 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 04 November 2016 | 31 December 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 04 November 2016 | 31 December 2016 |