SFC Licences of PLUMBE Timothy James Samuel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 10 October 2019 | 16 October 2019 |
UBS Securities Asia Limited | RE | 4 | 25 October 2018 | 30 October 2018 |
UBS Securities Asia Limited | RE | 4 | 08 November 2016 | 12 November 2016 |