SFC Licences of ZHUANG Yinyin 庄茵茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OCI Asset Management Company Limited 東建資產管理有限公司 RO 9 28 July 2022
OCI Asset Management Company Limited 東建資產管理有限公司 RO 4 28 July 2022
OCI Asset Management Company Limited 東建資產管理有限公司 RO 1 05 October 2021
OCI Asset Management Company Limited 東建資產管理有限公司 RE 9 27 August 2021 28 July 2022
OCI Asset Management Company Limited 東建資產管理有限公司 RE 4 27 August 2021 28 July 2022
OCI Asset Management Company Limited 東建資產管理有限公司 RE 1 27 August 2021 05 October 2021
CASH Wealth Management Limited 時富財富管理有限公司 RE 9 17 September 2020 06 August 2021
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 17 September 2020 06 August 2021
Celestial Securities Limited 時富證券有限公司 RE 1 17 September 2020 06 August 2021
Mason Futures Limited 茂宸期貨有限公司 RE 2 16 July 2020 30 July 2020
Mason Securities Limited 茂宸證券有限公司 RE 6 01 September 2017 22 June 2018
Mason Securities Limited 茂宸證券有限公司 RE 9 10 May 2017 30 July 2020
Mason Securities Limited 茂宸證券有限公司 RE 4 30 November 2016 30 July 2020
Mason Securities Limited 茂宸證券有限公司 RE 1 30 November 2016 30 July 2020