SFC Licences of CHAN Wai Sze 陳慧詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Securis Capital Limited | RO | 9 | 30 November 2021 | |
| Securis Capital Limited | RO | 4 | 11 March 2021 | |
| Securis Capital Limited | RO | 1 | 11 March 2021 | |
| Securis Capital Limited | RE | 4 | 21 February 2019 | 11 March 2021 |
| Securis Capital Limited | RE | 9 | 30 January 2019 | 30 November 2021 |
| Securis Capital Limited | RE | 1 | 30 January 2019 | 11 March 2021 |
| Quintar Capital Limited | RE | 9 | 28 March 2017 | 31 August 2018 |
| China Glory Securities Company Limited 華彩證券有限公司 | RE | 1 | 14 December 2016 | 31 August 2018 |