SFC Licences of CHAN Yue Tak, Andrew 陳裕德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sprout Asset Management (Asia) Limited | RE | 4 | 14 June 2023 | 15 June 2023 |
Sprout Asset Management (Asia) Limited | RE | 1 | 14 June 2023 | 15 June 2023 |
Sprout Asset Management (Asia) Limited | RO | 4 | 15 November 2022 | 14 June 2023 |
Sprout Asset Management (Asia) Limited | RO | 1 | 15 November 2022 | 14 June 2023 |
Sprout Asset Management (Asia) Limited | RE | 4 | 25 April 2022 | 15 November 2022 |
Sprout Asset Management (Asia) Limited | RE | 1 | 25 April 2022 | 15 November 2022 |
D.J. Securities Limited 申新證券有限公司 | RE | 1 | 03 January 2017 | 30 November 2021 |
D.J. Securities Limited 申新證券有限公司 | RE | 4 | 03 January 2017 | 30 November 2021 |