SFC Licences of FRIEL Stephen Robert

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Asset Management (Hong Kong) Limited RE 4 26 January 2024 02 February 2024
UBS Asset Management (Hong Kong) Limited RE 1 26 January 2024 02 February 2024
UBS Asset Management (Hong Kong) Limited RE 4 24 November 2016 19 December 2016
UBS Asset Management (Hong Kong) Limited RE 1 24 November 2016 19 December 2016