SFC Licences of LIAO Yunpeng 廖云鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 12 December 2018 | 25 March 2020 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 12 December 2018 | 25 March 2020 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 12 December 2018 | 25 March 2020 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RE | 9 | 04 January 2017 | 31 March 2017 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RE | 4 | 04 January 2017 | 31 March 2017 |