SFC Licences of UPADHYAY Nishant
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 11 July 2019 | 19 July 2019 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 11 July 2019 | 19 July 2019 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 13 June 2018 | 22 June 2018 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 13 June 2018 | 22 June 2018 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 16 December 2016 | 15 January 2017 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 16 December 2016 | 15 January 2017 |