SFC Licences of MA Xiyuan 馬璽源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 9 13 October 2022 23 January 2024
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RO 2 20 April 2022 23 January 2024
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 3 20 April 2022 23 January 2024
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 4 30 November 2021 23 January 2024
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 1 30 November 2021 23 January 2024
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 2 30 November 2021 20 April 2022
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 RO 2 17 March 2020 31 January 2021
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 RE 2 17 September 2019 17 March 2020
Zhong Yang Capital Limited 中陽資本有限公司 RE 9 28 November 2018 23 August 2019
Zhong Yang Capital Limited 中陽資本有限公司 RE 5 28 November 2018 23 August 2019
Zhong Yang Capital Limited 中陽資本有限公司 RE 4 11 October 2018 23 August 2019
Zhong Yang Securities Limited 中陽證券有限公司 RE 2 11 October 2018 23 August 2019
Zhong Yang Securities Limited 中陽證券有限公司 RE 1 11 October 2018 23 August 2019
Zhonghui International Futures Company Limited 中輝國際期貨有限公司 RO 2 03 August 2018 14 September 2018
JS Securities Limited 晉商證券有限公司 RE 4 31 August 2017 14 September 2018
JS Securities Limited 晉商證券有限公司 RE 1 31 August 2017 14 September 2018
Zhonghui International Futures Company Limited 中輝國際期貨有限公司 RE 2 28 April 2017 03 August 2018