SFC Licences of KAPTEIJN Arie Jacobus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 25 May 2023 | 01 June 2023 |
| UBS Securities Asia Limited | RE | 4 | 05 January 2023 | 11 January 2023 |
| UBS Securities Asia Limited | RE | 4 | 05 September 2019 | 10 September 2019 |
| UBS Securities Asia Limited | RE | 4 | 03 December 2018 | 07 December 2018 |
| UBS Securities Asia Limited | RE | 4 | 24 May 2018 | 30 May 2018 |
| UBS Securities Asia Limited | RE | 4 | 15 September 2017 | 21 September 2017 |
| UBS Securities Asia Limited | RE | 4 | 09 January 2017 | 13 January 2017 |