SFC Licences of LAI Ming Wai 黎銘煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 13 December 2022 | |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 13 December 2022 | |
| Wells Fargo Securities Asia Limited | RE | 1 | 25 May 2020 | 31 March 2022 |
| Wells Fargo Securities Asia Limited | RE | 9 | 15 May 2020 | 31 March 2022 |
| Wells Fargo Securities Asia Limited | RE | 4 | 15 May 2020 | 31 March 2022 |
| Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 9 | 23 July 2018 | 13 April 2020 |
| Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 4 | 23 July 2018 | 13 April 2020 |
| Lighthorse Asset Management (HK) Limited | RE | 9 | 28 December 2016 | 09 November 2017 |