SFC Licences of XIAO Xiruo 肖西若
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 21 February 2019 | 12 January 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 18 January 2019 | 12 January 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 18 January 2019 | 12 January 2021 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 09 January 2017 | 09 November 2018 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 09 January 2017 | 09 November 2018 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 09 January 2017 | 09 November 2018 |