SFC Licences of LAU Yan Ki 劉欣琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 25 September 2017 | 15 August 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 25 September 2017 | 15 August 2021 |
| VBG Capital Limited 建泉融資有限公司 | RE | 6 | 30 March 2017 | 01 September 2017 |
| VBG Capital Limited 建泉融資有限公司 | RE | 1 | 30 March 2017 | 01 September 2017 |
| Alliance Capital Partners Limited 同人融資有限公司 | RE | 6 | 09 February 2017 | 17 March 2017 |
| Alliance Capital Partners Limited 同人融資有限公司 | RE | 1 | 09 February 2017 | 17 March 2017 |