SFC Licences of CHAN See Lok Stephanie 陳思樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 13 September 2017 | 21 October 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 13 September 2017 | 21 October 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 24 February 2017 | 21 October 2017 |