SFC Licences of HUNG Wing Kwan 洪榮坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tiger Faith Securities Limited 駿達證券有限公司 | RO | 1 | 21 October 2022 | |
Tiger Faith Asset Management Limited 駿達資產管理有限公司 | RO | 4 | 21 October 2022 | |
Tiger Faith Securities Limited 駿達證券有限公司 | RE | 1 | 13 September 2022 | 21 October 2022 |
Tiger Faith Asset Management Limited 駿達資產管理有限公司 | RE | 4 | 13 September 2022 | 21 October 2022 |
Tiger Faith Asset Management Limited 駿達資產管理有限公司 | RE | 9 | 13 September 2022 | |
CVP Securities Limited 星火證券有限公司 | RO | 2 | 30 November 2021 | 11 September 2022 |
CVP Securities Limited 星火證券有限公司 | RO | 1 | 02 September 2021 | 11 September 2022 |
CVP Asset Management Limited | RE | 9 | 05 August 2019 | 18 April 2020 |
CVP Asset Management Limited | RE | 4 | 05 August 2019 | 18 April 2020 |
CVP Securities Limited 星火證券有限公司 | RE | 2 | 10 September 2018 | 30 November 2021 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 14 August 2018 | 02 September 2021 |
M&F Asset Management Limited 渼豐資產管理有限公司 | RE | 1 | 08 May 2018 | 31 July 2018 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 22 February 2017 | 19 December 2017 |