SFC Licences of LI Yuming 李玉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 | RE | 9 | 18 February 2019 | |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 | RE | 4 | 18 February 2019 | |
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 | RE | 1 | 16 November 2018 | |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 | RE | 5 | 20 September 2018 | |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 | RE | 2 | 20 September 2018 | |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 | RE | 4 | 07 April 2017 | 01 March 2018 |