SFC Licences of RICCI Jason Steven
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 09 August 2019 | 19 August 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 August 2019 | 19 August 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 17 August 2018 | 27 August 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 August 2018 | 27 August 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 26 March 2018 | 03 April 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 March 2018 | 03 April 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 March 2017 | 24 March 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 13 March 2017 | 24 March 2017 |