SFC Licences of PURI Ruchit

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Millennium Capital Management (Hong Kong) Limited RE 9 16 June 2020 11 September 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 08 October 2018 22 February 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 08 October 2018 22 February 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 08 October 2018 22 February 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 15 June 2018 29 June 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 15 June 2018 29 June 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 15 June 2018 29 June 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 29 March 2018 13 April 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 29 March 2018 13 April 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 29 March 2018 13 April 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 11 December 2017 22 December 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 11 December 2017 22 December 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 11 December 2017 22 December 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 18 September 2017 22 September 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 18 September 2017 22 September 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 18 September 2017 22 September 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 20 March 2017 30 April 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 20 March 2017 30 April 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 20 March 2017 30 April 2017