SFC Licences of TANG Mo Wai, Raymond 鄧務威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 11 September 2023 | |
Nerico Brothers Limited | RE | 1 | 03 May 2019 | 30 April 2021 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 27 April 2018 | 10 November 2018 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 24 March 2017 | 23 April 2018 |