SFC Licences of WANG Xiaoxuan 王小軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sigma Management Limited 思格有限公司 RE 9 27 September 2018 31 December 2018
Sigma Management Limited 思格有限公司 RE 4 27 September 2018 31 December 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 28 March 2017 07 April 2017
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 28 March 2017 07 April 2017