SFC Licences of WANG Xiaoxuan 王小軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sigma Management Limited 思格有限公司 | RE | 9 | 27 September 2018 | 31 December 2018 |
Sigma Management Limited 思格有限公司 | RE | 4 | 27 September 2018 | 31 December 2018 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 28 March 2017 | 07 April 2017 |
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 28 March 2017 | 07 April 2017 |