SFC Licences of LIN Shaoxing 林少行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RO | 6 | 01 June 2021 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 1 | 01 June 2021 | |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 20 October 2020 | 01 June 2021 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 20 October 2020 | 01 June 2021 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 03 April 2018 | 30 June 2020 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 03 April 2018 | 30 June 2020 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 07 November 2017 | 30 June 2020 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 07 November 2017 | 30 June 2020 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 18 April 2017 | 30 June 2020 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 18 April 2017 | 30 June 2020 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 18 April 2017 | 30 June 2020 |