SFC Licences of LIN Shaoxing 林少行

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RO 6 01 June 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 1 01 June 2021
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RE 6 20 October 2020 01 June 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 20 October 2020 01 June 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 03 April 2018 30 June 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 03 April 2018 30 June 2020
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 07 November 2017 30 June 2020
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 07 November 2017 30 June 2020
China Everbright Capital Limited 中國光大融資有限公司 RE 6 18 April 2017 30 June 2020
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 18 April 2017 30 June 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 18 April 2017 30 June 2020