SFC Licences of LIM Chun Yin, Nicholas 林雋彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Qantex Capital Markets Limited | RE | 2 | 19 August 2021 | 31 May 2022 |
| Qantex Capital Markets Limited | RE | 1 | 19 August 2021 | 31 May 2022 |
| Gain Miles Financial Planning Consultants Limited 駿隆財務策劃顧問有限公司 | RE | 1 | 17 April 2018 | 29 October 2019 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 10 April 2017 | 30 June 2017 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 10 April 2017 | 30 June 2017 |