SFC Licences of LI Li 李理

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CSI Global Markets Limited
RE 2 18 June 2021
CSI Global Markets Limited
RE 4 24 April 2019
CSI Global Markets Limited
RE 1 26 June 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 12 April 2017 25 June 2017