SFC Licences of LI Li 李理
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSI Global Markets Limited |
RE | 2 | 18 June 2021 | |
| CSI Global Markets Limited |
RE | 4 | 24 April 2019 | |
| CSI Global Markets Limited |
RE | 1 | 26 June 2017 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RE | 1 | 12 April 2017 | 25 June 2017 |