SFC Licences of YU Ya Pin 于亞蘋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 9 | 03 July 2019 | 31 August 2020 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 4 | 28 May 2019 | 31 August 2020 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 1 | 28 May 2019 | 31 August 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 5 | 07 April 2017 | 10 April 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 07 April 2017 | 10 April 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 07 April 2017 | 10 April 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 07 April 2017 | 10 April 2019 |