SFC Licences of WASSON Baxter Ward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 30 June 2023 | 04 July 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 30 June 2023 | 04 July 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 19 April 2023 | 21 April 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 19 April 2023 | 21 April 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 13 April 2017 | 21 April 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 13 April 2017 | 21 April 2017 |