SFC Licences of SUN Yan 孫妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 20 April 2021 | 07 November 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 April 2021 | 07 November 2022 |
Robeco Hong Kong Limited | RE | 1 | 18 May 2017 | 12 June 2018 |