SFC Licences of HO Lok Shan 何樂山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OurCrowd Capital (HK) Limited | RO | 4 | 29 September 2023 | |
| OurCrowd Capital (HK) Limited | RO | 1 | 29 September 2023 | |
| CVP Capital Limited | RO | 1 | 02 October 2018 | 31 May 2019 |
| CVP Capital Limited | RE | 6 | 07 August 2018 | 31 May 2019 |
| CVP Capital Limited | RE | 1 | 07 August 2018 | 02 October 2018 |
| CVP Capital Limited | RE | 4 | 31 July 2018 | 31 May 2019 |
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RO | 1 | 26 March 2018 | 05 June 2018 |
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RE | 4 | 03 October 2017 | 05 June 2018 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 22 May 2017 | 27 August 2017 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 1 | 22 May 2017 | 27 August 2017 |