SFC Licences of TAN Yawen 譚雅文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marshall Wace Asia Limited | RE | 9 | 16 August 2021 | 20 July 2023 |
| UBS Securities Asia Limited | RE | 4 | 17 January 2020 | 22 January 2020 |
| UBS Securities Asia Limited | RE | 4 | 11 October 2019 | 16 October 2019 |
| UBS Securities Asia Limited | RE | 4 | 20 March 2019 | 22 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 23 January 2019 | 30 January 2019 |
| UBS Securities Asia Limited | RE | 4 | 05 September 2018 | 05 September 2018 |
| UBS Securities Asia Limited | RE | 4 | 02 June 2017 | 09 June 2017 |