SFC Licences of KUMAR Shaleen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 27 January 2023 | 31 January 2023 |
| UBS Securities Asia Limited | RE | 4 | 21 February 2019 | 06 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 26 October 2017 | 27 October 2017 |
| UBS Securities Asia Limited | RE | 4 | 02 June 2017 | 09 June 2017 |