SFC Licences of GORDON-SMITH Clifford Ian

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 September 2019 10 October 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 28 June 2019 03 July 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 June 2017 09 June 2017