SFC Licences of LU Zhicheng 陸志成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 March 2023 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 18 November 2021 | |
| UBS Securities Asia Limited | RE | 4 | 24 January 2018 | 19 May 2021 |
| UBS Securities Asia Limited | RE | 4 | 05 June 2017 | 10 June 2017 |