SFC Licences of LEE Tien Soon

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司	RO	4	19 September 2022
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司	RO	1	19 September 2022
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司	RE	4	26 August 2022	19 September 2022
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司	RE	1	26 August 2022	19 September 2022
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RO	4	04 September 2019	17 June 2022
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RO	1	04 September 2019	17 June 2022
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RE	4	31 January 2019	04 September 2019
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RE	1	31 January 2019	04 September 2019
UBS Asset Management (Hong Kong) Limited	RE	4	06 September 2018	13 September 2018
UBS Asset Management (Hong Kong) Limited	RE	1	06 September 2018	13 September 2018
UBS Asset Management (Hong Kong) Limited	RE	4	09 July 2018	13 July 2018
UBS Asset Management (Hong Kong) Limited	RE	1	09 July 2018	13 July 2018
UBS Asset Management (Hong Kong) Limited	RE	4	04 April 2018	11 April 2018
UBS Asset Management (Hong Kong) Limited	RE	1	04 April 2018	11 April 2018
UBS Asset Management (Hong Kong) Limited	RE	4	15 March 2018	23 March 2018
UBS Asset Management (Hong Kong) Limited	RE	1	15 March 2018	23 March 2018
UBS Asset Management (Hong Kong) Limited	RE	4	17 November 2017	22 November 2017
UBS Asset Management (Hong Kong) Limited	RE	1	17 November 2017	22 November 2017
UBS Asset Management (Hong Kong) Limited	RE	4	29 August 2017	29 August 2017
UBS Asset Management (Hong Kong) Limited	RE	1	29 August 2017	29 August 2017
UBS Asset Management (Hong Kong) Limited	RE	1	12 June 2017	16 June 2017
UBS Asset Management (Hong Kong) Limited	RE	4	12 June 2017	16 June 2017