SFC Licences of HUGHES Glyn John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RE | 4 | 16 August 2021 | |
| Macquarie Asia Securities Limited | RE | 1 | 16 August 2021 | |
| GFI (HK) Securities L.L.C. | RE | 7 | 16 January 2018 | 30 July 2021 |
| GFI (HK) Securities L.L.C. | RE | 1 | 16 January 2018 | 30 July 2021 |
| ICAP Equities Asia Limited | RE | 1 | 24 August 2017 | 13 October 2017 |