SFC Licences of LIU Wai Yip 廖偉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 08 November 2018 | 17 September 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 12 February 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 June 2017 | 02 October 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 16 June 2017 | 02 October 2017 |