SFC Licences of RODDY Nicole Elizabeth

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HarbourVest Partners (Asia) Limited
RE 1 01 June 2020
Probitas Hong Kong Limited 卓信融資顧問有限公司
RE 1, 4 15 June 2017 20 January 2020